JD Supra8h
SEC Staff Issues New Marketing Rule FAQs
On March 19, 2025, the staff of the SEC’s Division of Investment Management issued two new FAQs related to Rule 206(4)-1 under the Investment ...
National Law Review2d
SEC Marketing Rule Update: New Staff FAQs on Performance Presentations
Staff from the Securities and Exchange Commission (SEC) issued much needed (and anticipated) relief in the form of two new ...
JD Supra3d
SEC Staff Issues Welcome Guidance on Extracted Performance and Portfolio Characteristics Under the Marketing Rule
On March 19, 2025, the staff of the U.S. Securities and Exchange Commission (the “SEC”) updated its Frequently Asked Questions (“FAQ”) pertaining ...