U.S. Foreign Corrupt Practices Act (FCPA) enforcement activity may be at a temporary standstill, but that should not mean much for the ...

Anjali Das and Gregory Parker of Wilson Elser explain that as cyber threats escalate in frequency and sophistication, it is imperative for both acquiring and target entities to prioritize ...

South Carolina-based LPL also violated its own policies and procedures from 2019-23 when it ... LPL’s internal audit team flagged the customer due diligence process as problematic several times.

Anjali Das and Gregory Parker of Wilson Elser discuss why cybersecurity representations and warranties are essential in ...

As regulations take shape around sustainable product design, Avnet’s Stacy Mendez highlights the laws that could have an ...

The FCC’s chairman sent a letter to Comcast’s chief executive on Tuesday about his order for an investigation.

The Reserve Bank of India (RBI) said it has lifted restrictions on Kotak Mahindra Bank, allowing the lender to ...

On May 16, 2024, the SEC adopted amendments to Regulation S-P requiring broker-dealers, registered investment companies, and registered ...

A major theme for 2025 is regulatory enforcement. The EU’s MiCA (Markets in Crypto-Assets) regulation is being implemented by ...

Paul Weiss attorneys and former top DOJ officials Loretta Lynch, John Carlin & Mark Mendelsohn analyze implications of AG ...

that were prohibited under LPL’s AML policies. “Federal law requires broker/dealers to ascertain the identity of their customers and to conduct ongoing customer due diligence to aid the ...